In the UNIXsystem, a file is a (one-dimensional) array of bytes. No other structure of files is implied by the system. Files are attached anywhere (and possibly multiply) onto a hierarchy of directories. Directories are simply files that users cannot write. For a further discussion of the external view of files and directories, see Ref. ritchie thompson unix bstj 1978 %Q This issue

      The UNIXfile system is a disk data structure accessed completely through the block I/O system. As stated before, the canonical view of a ``disk'' is a randomly addressable array of 512-byte blocks. A file system breaks the disk into four self-identifying regions. The first block (address 0) is unused by the file system. It is left aside for booting procedures. The second block (address 1) contains the so-called ``super-block.'' This block, among other things, contains the size of the disk and the boundaries of the other regions. Next comes the i-list, a list of file definitions. Each file definition is a 64-byte structure, called an i-node. The offset of a particular i-node within the i-list is called its i-number. The combination of device name (major and minor numbers) and i-number serves to uniquely name a particular file. After the i-list, and to the end of the disk, come free storage blocks that are available for the contents of files.

      The free space on a disk is maintained by a linked list of available disk blocks. Every block in this chain contains a disk address of the next block in the chain. The remaining space contains the address of up to 50 disk blocks that are also free. Thus with one I/O operation, the system obtains 50 free blocks and a pointer where to find more. The disk allocation algorithms are very straightforward. Since all allocation is in fixed-size blocks and there is strict accounting of space, there is no need to compact or garbage collect. However, as disk space becomes dispersed, latency gradually increases. Some installations choose to occasionally compact disk space to reduce latency.

      An i-node contains 13 disk addresses. The first 10 of these addresses point directly at the first 10 blocks of a file. If a file is larger than 10 blocks (5,120 bytes), then the eleventh address points at a block that contains the addresses of the next 128 blocks of the file. If the file is still larger than this (70,656 bytes), then the twelfth block points at up to 128 blocks, each pointing to 128 blocks of the file. Files yet larger (8,459,264 bytes) use the thirteenth address for a ``triple indirect'' address. The algorithm ends here with the maximum file size of 1,082,201,087 bytes.

      A logical directory hierarchy is added to this flat physical structure simply by adding a new type of file, the directory. A directory is accessed exactly as an ordinary file. It contains 16-byte entries consisting of a 14-byte name and an i-number. The root of the hierarchy is at a known i-number (viz., 2). The file system structure allows an arbitrary, directed graph of directories with regular files linked in at arbitrary places in this graph. In fact, very early UNIXsystems used such a structure. Administration of such a structure became so chaotic that later systems were restricted to a directory tree. Even now, with regular files linked multiply into arbitrary places in the tree, accounting for space has become a problem. It may become necessary to restrict the entire structure to a tree, and allow a new form of linking that is subservient to the tree structure.

      The file system allows easy creation, easy removal, easy random accessing, and very easy space allocation. With most physical addresses confined to a small contiguous section of disk, it is also easy to dump, restore, and check the consistency of the file system. Large files suffer from indirect addressing, but the cache prevents most of the implied physical I/O without adding much execution. The space overhead properties of this scheme are quite good. For example, on one particular file system, there are 25,000 files containing 130M bytes of data-file content. The overhead (i-node, indirect blocks, and last block breakage) is about 11.5M bytes. The directory structure to support these files has about 1,500 directories containing 0.6M bytes of directory content and about 0.5M bytes of overhead in accessing the directories. Added up any way, this comes out to less than a 10 percent overhead for actual stored data. Most systems have this much overhead in padded trailing blanks alone.

4.1.  File system implementation

      Because the i-node defines a file, the implementation of the file system centers around access to the i-node. The system maintains a table of all active i-nodes. As a new file is accessed, the system locates the corresponding i-node, allocates an i-node table entry, and reads the i-node into primary memory. As in the buffer cache, the table entry is considered to be the current version of the i-node. Modifications to the i-node are made to the table entry. When the last access to the i-node goes away, the table entry is copied back to the secondary store i-list and the table entry is freed.

      All I/O operations on files are carried out with the aid of the corresponding i-node table entry. The accessing of a file is a straightforward implementation of the algorithms mentioned previously. The user is not aware of i-nodes and i-numbers. References to the file system are made in terms of path names of the directory tree. Converting a path name into an i-node table entry is also straightforward. Starting at some known i-node (the root or the current directory of some process), the next component of the path name is searched by reading the directory. This gives an i-number and an implied device (that of the directory). Thus the next i-node table entry can be accessed. If that was the last component of the path name, then this i-node is the result. If not, this i-node is the directory needed to look up the next component of the path name, and the algorithm is repeated.

      The user process accesses the file system with certain primitives. The most common of these are open, create, read, write, seek, and close. The data structures maintained are shown in Fig. 2.

Fig. 2--File system data structure.
In the system data segment associated with a user, there is room for some (usually between 10 and 50) open files. This open file table consists of pointers that can be used to access corresponding i-node table entries. Associated with each of these open files is a current I/O pointer. This is a byte offset of the next read/write operation on the file. The system treats each read/write request as random with an implied seek to the I/O pointer. The user usually thinks of the file as sequential with the I/O pointer automatically counting the number of bytes that have been read/written from the file. The user may, of course, perform random I/O by setting the I/O pointer before reads/writes.

      With file sharing, it is necessary to allow related processes to share a common I/O pointer and yet have separate I/O pointers for independent processes that access the same file. With these two conditions, the I/O pointer cannot reside in the i-node table nor can it reside in the list of open files for the process. A new table (the open file table) was invented for the sole purpose of holding the I/O pointer. Processes that share the same open file (the result of forks) share a common open file table entry. A separate open of the same file will only share the i-node table entry, but will have distinct open file table entries.

      The main file system primitives are implemented as follows. open converts a file system path name into an i-node table entry. A pointer to the i-node table entry is placed in a newly created open file table entry. A pointer to the file table entry is placed in the system data segment for the process. create first creates a new i-node entry, writes the i-number into a directory, and then builds the same structure as for an open. read and write just access the i-node entry as described above. seek simply manipulates the I/O pointer. No physical seeking is done. close just frees the structures built by open and create. Reference counts are kept on the open file table entries and the i-node table entries to free these structures after the last reference goes away. unlink simply decrements the count of the number of directories pointing at the given i-node. When the last reference to an i-node table entry goes away, if the i-node has no directories pointing to it, then the file is removed and the i-node is freed. This delayed removal of files prevents problems arising from removing active files. A file may be removed while still open. The resulting unnamed file vanishes when the file is closed. This is a method of obtaining temporary files.

      There is a type of unnamed FIFO file called a pipe. Implementation of pipes consists of implied seeks before each read or write in order to implement first-in-first-out. There are also checks and synchronization to prevent the writer from grossly outproducing the reader and to prevent the reader from overtaking the writer.

4.2.  Mounted file systems

      The file system of a UNIXsystem starts with some designated block device formatted as described above to contain a hierarchy. The root of this structure is the root of the UNIXfile system. A second formatted block device may be mounted at any leaf of the current hierarchy. This logically extends the current hierarchy. The implementation of mounting is trivial. A mount table is maintained containing pairs of designated leaf i-nodes and block devices. When converting a path name into an i-node, a check is made to see if the new i-node is a designated leaf. If it is, the i-node of the root of the block device replaces it.

      Allocation of space for a file is taken from the free pool on the device on which the file lives. Thus a file system consisting of many mounted devices does not have a common pool of free secondary storage space. This separation of space on different devices is necessary to allow easy unmounting of a device.

4.3.  Other system functions

      There are some other things that the system does for the user-a little accounting, a little tracing/debugging, and a little access protection. Most of these things are not very well developed because our use of the system in computing science research does not need them. There are some features that are missed in some applications, for example, better inter-process communication.

      The UNIXkernel is an I/O multiplexer more than a complete operating system. This is as it should be. Because of this outlook, many features are found in most other operating systems that are missing from the UNIXkernel. For example, the UNIXkernel does not support file access methods, file disposition, file formats, file maximum size, spooling, command language, logical records, physical records, assignment of logical file names, logical file names, more than one character set, an operator's console, an operator, log-in, or log-out. Many of these things are symptoms rather than features. Many of these things are implemented in user software using the kernel as a tool. A good example of this is the command language. bourne shell 1978 bstj %Q This issue Each user may have his own command language. Maintenance of such code is as easy as maintaining user code. The idea of implementing ``system'' code with general user primitives comes directly from MULTICS. organick multics 1972